by William D. Burns, Richard M. Wright, Jr. | Feb 19, 2019
Resources / Disclosure Notes The recent amendments to SEC Rule 15c2-12 (the “Rule”), which must be incorporated into continuing disclosure undertakings effective on or after February 27, 2019, have caused municipal underwriting firms to review existing due diligence...
by William D. Burns | Jul 5, 2018
Resources / Disclosure Notes In a vain attempt to be like the trendy media outlets that use odd-numbered lists and slightly misleading headlines as clickbait, we present answers to seven commonly asked questions about the continuing disclosure requirements of SEC Rule...
by William D. Burns | Jun 1, 2018
Resources / Disclosure Notes In an act of generosity a little bit like the famous 2004 episode of the Oprah Winfrey Show (“You get a car! You get a car! You get a car!”), the MSRB recently amended its Rule G-34 to clarify the requirement that placement agents and...
by William D. Burns | May 30, 2018
Resources / Disclosure Notes Disclosure Notes will provide commentary by Gilmore & Bell’s securities group on issues in public finance impacted by securities laws. Gilmore & Bell’s securities group assists the firm’s clients with matters relating to federal...
