Feb 19, 2019 | Disclosure Notes
Resources / Disclosure Notes The recent amendments to SEC Rule 15c2-12 (the “Rule”), which must be incorporated into continuing disclosure undertakings effective on or after February 27, 2019, have caused municipal underwriting firms to review existing due diligence...
Jul 5, 2018 | Disclosure Notes
Resources / Disclosure Notes In a vain attempt to be like the trendy media outlets that use odd-numbered lists and slightly misleading headlines as clickbait, we present answers to seven commonly asked questions about the continuing disclosure requirements of SEC Rule...
Jun 1, 2018 | Disclosure Notes
Resources / Disclosure Notes In an act of generosity a little bit like the famous 2004 episode of the Oprah Winfrey Show (“You get a car! You get a car! You get a car!”), the MSRB recently amended its Rule G-34 to clarify the requirement that placement agents and...
May 30, 2018 | Disclosure Notes
Resources / Disclosure Notes Disclosure Notes will provide commentary by Gilmore & Bell’s securities group on issues in public finance impacted by securities laws. Gilmore & Bell’s securities group assists the firm’s clients with matters relating to federal...
