by Colleen R. Duncan | Feb 26, 2019
Resources / Disclosure Notes Following an August 2018 rule change by the Securities and Exchange Commission, municipal issuers, conduit borrowers and other “obligated persons” will be required to file an event notice with EMMA for the incurrence of certain material...
by Colleen R. Duncan, Christina A. Simpson | Nov 12, 2018
Resources / Disclosure Notes On August 20, 2018, the SEC adopted amendments to Rule 15c2-12 to expand the list of events requiring an event notice filing on EMMA. Our initial post describing the amendments is available here. This follow-up post provides...
by Colleen R. Duncan | Aug 21, 2018
Resources / Disclosure Notes On August 20, 2018, the SEC adopted amendments to Rule 15c2-12 to expand the list of events that require a special notice filing on EMMA within 10 business days after their occurrence. incurrence of a financial obligation, if material, or...
