Archives | GilmoreBell

The New 15c2-12 Event Requirements – A Practical Approach to Issuer Compliance

Feb 26, 2019 | Disclosure Notes

Following an August 2018 rule change by the Securities and Exchange Commission, municipal issuers, conduit borrowers and other “obligated persons” will be required to file an event notice with EMMA for the incurrence of certain material “financial obligations” and for…

The New 15c2-12 Event Requirements – A Practical Approach to Underwriter Due Diligence

Feb 19, 2019 | Disclosure Notes

The recent amendments to SEC Rule 15c2-12 (the “Rule”), which must be incorporated into continuing disclosure undertakings effective on or after February 27, 2019, have caused municipal underwriting firms to review existing due diligence processes and procedures. In…

The New 15c2-12 Event Requirements – A Practical Approach to Issuer Compliance

The New 15c2-12 Event Requirements – A Practical Approach to Underwriter Due Diligence

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